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Accounting & Finance - Compliance Jobs
Find Accounting & Finance - Compliance jobs from top employers and recruitment agencies on Jobsite. Search and apply now.
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Senior Compliance Manager
- Salary:
- 63400 - 73300 £/Year
- Location:
- Milton Keynes
- Job Type:
- Permanent
- Date Posted:
- 07-Oct-2008 16:25Add to My Shortlist
Abbey has been part of the Santander Group for the past 4 years. During this time activity has focused on preparing the business to meet the challenges of becoming a 'full service Retail Bank'. We have a fantastic opportunity for a Senior Compliance Manager to manage and support a small team of compliance consultants within Abbey. Your role will be...
Head of Compliance Germany (and Switzerland)
- Salary:
- Neg
- Location:
- Munich
- Job Type:
- Permanent
- Date Posted:
- 07-Oct-2008 10:54Add to My Shortlist
State Street is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $15.26 trillion in assets under custody and $1.89 trillion in assets under management at July 2008, State Street operates in 26 countries and more than 100 geographic markets worldwide. This role is within State Street Global...
Compliance Officer
- Salary:
- £45k - £60k pa + Bonus +
- Location:
- Docklands
- Job Type:
- Permanent
- Date Posted:
- 10-Oct-2008 16:56Add to My Shortlist
With annual revenue of $4 billion my client is a global leader in software and processing solutions for financial services, higher education and the public sector. This Compliance Officer position will support the strategic and business compliance objectives of our FSA authorized brokerage firm and other financial transaction related businesses. This person will maintain our compliance programs including all policies...
Compliance Manager
- Salary:
- £35000+ bens
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 10-Oct-2008 12:36Add to My Shortlist
My client is a medium sized IFA with a new requirement for a Compliance Manager. The Company has ten years experience operating as a successful IFA and places great emphasis on treating customers' fairly and providing outstanding levels of service. The Compliance Manager will report to the Compliance Officer and will have broad remit including: * Monitoring IFAs and mortgages...
Compliance
- Salary:
- £55,000 - £60,000
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 07-Oct-2008 16:39Add to My Shortlist
Our client is a leading outsourcing solutions provider of integrated execution, clearing, settlement and custody services to financial organisations worldwide. To support business growth our client is looking for a talented Compliance Team Manager. The Compliance Advisory Team undertakes various Compliance duties on a day to day basis, including: liaising with regulatory bodies, complaints handling and other general compliance duties....
Compliance Officer, Hong Kong
- Salary:
- HK$60, 000pm
- Location:
- Hong Kong
- Job Type:
- Contract
- Date Posted:
- 08-Oct-2008 00:00Add to My Shortlist
Compliance Officer FSS are recruiting for an interim Compliance Officer to cover maternity leave within the compliance team of a leading International Brokerage organization. Starting in December and running for six-months, this position will include working closely with other team members on day-to-day compliance issues for both Institutional & Retail clients in equity and derivative products. You be working with...
Compliance Manager - Wolverhampton
- Salary:
- £30k - £35k pa
- Location:
- Wolverhampton
- Job Type:
- Permanent
- Date Posted:
- 06-Oct-2008 10:11Add to My Shortlist
Compliance Manager - Wolverhampton - £30, 000 Our client is one of the fastest growing IFA practises in the country, specialising in Personal and Corporate Financial Advice. The client is currently looking for an experienced Compliance Manager to provide quality compliance, HR and T & C support across the business. The Role: *To assist in providing information for audits in respect...
Hedge Fund Compliance Officer, London
- Salary:
- £50,000 to £75,000 Base
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 08-Oct-2008 00:00Add to My Shortlist
THE COMPANY: The top tier well established Hedge Fund with significant asset under management and an impressive track record is looking to expand its Compliance team with the appointment of an individual to work directly alongside the Compliance Manager THE ROLE: You will be responsible for: Compliance monitoring of business functions to ensure compliance with both regulations and internal controls...
Compliance manager - Leeds
- Salary:
- £42k - £45k pa
- Location:
- Leeds
- Job Type:
- Permanent
- Date Posted:
- 10-Oct-2008 15:26Add to My Shortlist
Compliance Manager Leeds c. £45K negotiable, including benefits As a result of continued expansion, an opportunity has arisen for an experienced compliance practitioner. The position is with a well respected business services company, within their financial services arm. They are looking to strengthen their financial services team and can offer an experienced and successful compliance manager an exciting opportunity to...
Compliance Monitoring Manager
- Salary:
- £40-60, 000+Bonus+Bens
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 08-Oct-2008 10:45Add to My Shortlist
My client is a leading wealth manager with a significant global presence. The bank continues to invest in its compliance function as the business grows, and it now has a new requirement for a Compliance Monitoring Manager for its London based team. The role will report to the Associate Director of Monitoring and will have a varied remit including international...
compliance analyst - asset management
- Salary:
- 35k
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 11-Oct-2008 00:00Add to My Shortlist
Investment Compliance Analyst £35k This is an excellent opportunity to join one of the top Global Fund Management companies to provide compliance analysis and monitoring for real time trading activities including time of trade monitoring, regulatory advice and aggregate limit monitoring. Working as part of a successful and ambitious team within the Investment Compliance Department, you will monitor investment guidelines...
Compliance Director
- Salary:
- £60,000 - £80,000
- Location:
- Bath
- Job Type:
- Permanent
- Date Posted:
- 10-Oct-2008 00:00Add to My Shortlist
Our client is a market leading IFA firm that specialises in corporate finance, business advisory & assurance, tax services and financial management services, and have offices throughout England. They are seeking an experienced compliance manager with AFPC/dip PFS including J07 (supervision in a regulated environment) to join their Bath office, and are offering a salary of £60, 000 - £80, 000 depending...
Fixed Income Compliance Senior Manager
- Salary:
- £70k - £75k pa + benefits
- Location:
- City Of London
- Job Type:
- Permanent
- Date Posted:
- 10-Oct-2008 08:41Add to My Shortlist
Our Client, an international investment house, is looking for a Senior Manager to join their Fixed Income Compliance Team. Your main role will be managing all mainstream Fixed Income time of trade compliance responsibilities, queries and issues for the Fixed Income team and project managers. Other responsibilities will include SEC annual compliance sign off, ABCP/SIV permissibility analysis and FRAG/SAS certifications....
Compliance Assistant
- Salary:
- £25k - £30k pa
- Location:
- City Of London
- Job Type:
- Permanent
- Date Posted:
- 07-Oct-2008 08:37Add to My Shortlist
Compliance Assistant - London, City - £25, 000 - £30, 000 A hugely prestigious Lloyds Syndicate are currently on the lookout for a Compliance Assistant to join their Compliance/Underwriting Support team. The successful candidate will be responsible for the review and summary of regulatory bulletins and letters, maintenance of the compliance diary of deadlines, preparation of certain regulatory returns, monitoring submissions of...
Compliance and Risk Monitoring Officer
- Salary:
- To £55,000+Bonus and Bens
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 08-Oct-2008 13:39Add to My Shortlist
My client is a world leader in private banking and wealth management. The firm provides a comprehensive array of customised banking and securities services for its global client base. It now has an exciting new requirement for a Compliance and Risk Monitoring Officer. The role reports to the Head of Compliance and Risk Monitoring and will be part of a...
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